The system has been built with an objective to provide status of Audit Plan and individual audits in a heart beat. Meaningful data analytics is the core of this system.

Findings and Action Plan dashboards provide live stats of status of Findings, aging and various other parameters.

System has multiple workflows at Audit as well as Finding and Action Plan Level. All workflows are independent of each other to allow maximum customization, where required.

The system allows users to add process and risk assess these processes against customizable risk factor.

The system provide reports on Audit Coverage of all processes within an organization and if any process coverage is not complying with IA

Capability to retain communication and documentation evidencing the closure of an action plan and finding along with the approval to close action plan and finding has been built to satisfy internal and external reviewers including Regulators and External Auditors.

The solution has been built keeping in mind that the corporate culture is moving into Process and Data Mining to efficiently focus on process improvements and identification of bottle-necks.

The System help setting up an Audit, Time and Expense budget can be set for the audit team. System requires Internal Audit Team to submit daily timesheet in hours on weekly basis.

Structure of the System

  • The system allows users to add process and risk assess these processes against customizable risk factor.
  • Risk scoring and risk assessment process in the system can accommodate policies and guidelines of user organization.
  • System provide live data analytics and summarizes result. All graphs, once clicked, lead the user to underlying data pertaining to the specific component of the graph e.g., list of High Risk Process etc. Graphs can be exported to be utilized in external reporting.

Annual Audit Planning

  • System has multiple workflows at Audit as well as Finding and Action Plan Level. All workflows are independent of each other to allow maximum customization, where required.
  • Increased monitoring requirement by regulators and investors has increased workload of IA teams in preparing various analysis and details to satisfy such requirements.
  • Capability to retain communication and documentation evidencing the closure of an action plan and finding along with the approval to close action plan by External Regulators and External Auditors.

Internal Audit Plan Management

  • The system has been built with an objective to provide status of Audit Plan and individual audits in a heart beat. Meaningful data analytics is the core of this system.
  • System has multiple dashboards to provide management with data under various parameters.
  • System has the ability to provide stats from process owner/department point of view, risk ratings, timeline as well as comparatives. Dashboards can be customized and portray live data.

Finding & Action Plan Management & Monitoring

  • Findings and Action Plan dashboards provide live stats of status of Findings, aging and various other parameters.
  • These analysis and features help management to focus on areas with higher return or higher improvement appetite.
  • Data analytics and graphs can be created to highlight the status of findings for each department through easy to use filter options. All charts , once clicked, lead to data table supporting the charts.

Data Analytics

  • The system allows users to add process and risk assess these processes against customizable risk factor.
  • Risk scoring and risk assessment process in the system can accommodate policies and guidelines of user organization.
  • System provide live data analytics and summarizes result. All graphs, once clicked, lead the user to underlying data pertaining to the specific component of the graph e.g., list of High Risk Process etc. Graphs can be exported to be utilized in external reporting.

Application Processing / Compliance Solution

  • This solution is designed for Compliance and Licensing Authority as well as institutions accepting applications and approval of said applications.
  • Potential users include government entities awarding various licenses, education institutes and organizations offering memberships.

File Requesting & Retention

  • The solution provides an online cloud based portal for requesting and retaining files within an organization and with third parties to have the requested information logged and available to all users.

Other Products by Adlar Group

Application & Processing System

Document Request & Retention System

Compliance Portal

Cloud Based Solutions

Process, Risk & Control Registers

Custom Client Software

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